Investor Charter - Annexure B

Complaints Data to be displayed by IAs

SEBI through its further circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2 dated 13th December 2021 has directed IAs to publish Investor charter & disclosures of Investor Complaints. Accordingly, we are displaying the same as below and will be updated on a monthly basis

Data for the month ending 31st August 2024 :

Sr. No Received From Pending at the end of Last Month Received Resolved Total Pending Pending Complaints > 3 Months Average Resolution Time
1. Directly From Investors 0 0 0 0 0 0
2. SEBI (SCORES) 0 0 0 0 0 0
3. Other Sources (If Any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month

Complaints Data for the month ending 31st August 2024 :

Sr. No Month Carried forward from previous month Received Resolved* Pending#
1. September, 2023 0 0 0 0
2. October, 2023 0 0 0 0
3. November 2023 0 0 0 0
4. December, 2023 0 0 0 0
5. January, 2024 0 0 0 0
6. February, 2024 0 0 0 0
7. March, 2024 0 0 0 0
8. April, 2024 0 0 0 0
9. May, 2024 0 0 0 0
10. June, 2024 0 0 0 0
11. July, 2024 0 0 0 0
12. August, 2024 0 0 0 0

*Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.

Trend of Annual disposal of complaints:

Sr. No Year Carried forward from previous year Received Resolved* Pending#
1. 2021-22 0 0 0 0
2. 2022-23 0 0 0 0
3. 2023-24 0 0 0 0
4. 2024-25 0 0 0 0

*Inclusive of complaints of previous years resolved in the current year.
# Inclusive of complaints pending as on the last day of the year.

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Complaints Data to be displayed by IAs

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